RedFlag, Allegation and/or Complaint against Kent Eric Holocher
Disclosure #1 for Kent Holocher
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- Event Date: 5/1/2017
- Disclosure Type: Financial
- Disclosure Resolution: Final
- Disclosure Detail :: Type: Compromise
- Disposition: Direct Payment Procedure
Should I file a FINRA complaint against brokers like Kent Eric Holocher?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Update – 2022.11.15If you have suffered investment losses that may have been caused by Kent Eric Holocher’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!
BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.
Frequently Asked Questions About Kent Eric Holocher
What is Kent Holocher’s Central Registration Depository (CRD) Number?
Which firm is Kent Eric Holocher associated with?
THRIVENT INVESTMENT MANAGEMENT INC.
Where is Kent Holocher located?
9600 COLERAIN AVE, CINCINNATI, OH, 45251
Where can I find more details about Kent Holocher’s Investment Firm?
Visit https://brokercheck.finra.org/firm/summary/18387 to read a detailed report for THRIVENT INVESTMENT MANAGEMENT INC.
Are there any disclosures, allegations or complaints filed against Kent Eric Holocher?
Where can I download a detailed FINRA report for Kent Holocher?
Is it safe to do business with Kent Eric Holocher?
We’re not sure. Please research Kent Holocher’s disclosures, allegations and complaints before taking a decision
Originally posted on November 17, 2022 @ 8:43 pm
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