PAUL ALLEN CANTRELL at THRIVENT INVESTMENT MANAGEMENT INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

 

 

CRD# 4421886

Disclosure #1 for PAUL CANTRELL

    • Event Date: 11/16/2005
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Settled
    • Disclosure Detail :: Allegations: CUSTOMER ALLEGES FULL DISCLOSURE WAS NOT GIVEN CONCERNING TRANSFER OF FUNDS AND FEES ASSOCIATED WITH TRANSFER. RESEARCH REVEALED CUSTOMER DID NOT HAVE COMPLETE UNDERSTANDING OF FEES INCURRED DUE TO TRANSFER. REIMBURSED CUSTOMER FEES AND HALF OF SURRENDER CHARGES.
    • Damage Amount Requested: $6,108.34
    • Settlement Amount: $3,017.05
    • Arbitration Docket Number:

Should I file a FINRA complaint against brokers like PAUL ALLEN CANTRELL?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update – 2022.11.15If you have suffered investment losses that may have been caused by PAUL ALLEN CANTRELL’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!


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Frequently Asked Questions About PAUL ALLEN CANTRELL

What is PAUL CANTRELL’s Central Registration Depository (CRD) Number?

Which firm is PAUL ALLEN CANTRELL associated with?

THRIVENT INVESTMENT MANAGEMENT INC.

Where is PAUL CANTRELL located?

190 S ORCHARD AVE STE A110, VACAVILLE, CA, 95688

Where can I find more details about PAUL CANTRELL’s Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/18387 to read a detailed report for THRIVENT INVESTMENT MANAGEMENT INC.

Are there any disclosures, allegations or complaints filed against PAUL ALLEN CANTRELL?

Yes. There are disclosures, allegations, or complaints filed against PAUL ALLEN CANTRELL. Click here to view all details

Where can I download a detailed FINRA report for PAUL CANTRELL?

Click here to download a detailed FINRA report for PAUL CANTRELL

Is it safe to do business with PAUL ALLEN CANTRELL?

We’re not sure. Please research PAUL CANTRELL’s disclosures, allegations and complaints before taking a decision




Originally posted on November 17, 2022 @ 8:43 pm

 


 

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